Search Result

361 - 380 of 1363 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation