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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

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