Search Result

801 - 820 of 988 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

CONC 8.5 Financial statements and debt repayment offers

As Published: 2014

CONC 8.5 Financial statements and debt repayment offers

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application