Search Result

621 - 640 of 1308 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification