Search Result

461 - 480 of 1439 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit