Search Result

421 - 440 of 1365 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

REC 1.1 Application

As Published: 2005

REC 1.1 Application

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

APER 1.1A Application

As Published: 2013

APER 1.1A Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules