Search Result

121 - 140 of 1316 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events