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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

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MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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IPRU-INV 14 App 1 Interpretation

As Published: 2015

IPRU-INV 14 App 1 Interpretation

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

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