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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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