Search Result

181 - 200 of 1393 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator