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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs