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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS