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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 5.1

As Published: 2010

TC App 5.1

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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