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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

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TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

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CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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