Search Result

321 - 340 of 1358 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition