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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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Similar To

LR 12.4 Purchase of own equity shares

MCOB 8.5A Advised sales

IFPRU 11.5 Intra-group financial support

REC 4.9 Disciplinary measures

COLL 4.7 Key investor information and marketing communications

REC 4.1 Application and purpose

LR 5.5 Miscellaneous

SUP 8A.2 Introduction and conditions

MIPRU 4.2BA Securitisation

REC 3.15 Suspension of services and inability to operate facilities

DISP 1.4 Complaints resolution rules

SUP 10A.1 Application

LR 5.4A Transfer between listing categories: Equity shares

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading