Search Result

1161 - 1180 of 1428 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

IFPRU 2.4 Reporting of breaches

As Published: 2014

IFPRU 2.4 Reporting of breaches

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans