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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation