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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

IFPRU 11.6 Contractual recognition of bail-in

As Published: 2015

IFPRU 11.6 Contractual recognition of bail-in

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution