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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 6.1 Application

As Published: 2005

LR 6.1 Application

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business