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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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