Search Result

241 - 260 of 1099 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

LR 20.1 Application

As Published: 2010

LR 20.1 Application

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements