Search Result

141 - 160 of 576 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements