Search Result

361 - 380 of 404 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions