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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing