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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

SYSC 7.1 Risk control

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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MCOB 8.3 Application of rules in MCOB 4

MCOB 7.1 Application

FIT 1.1 Application and purpose

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CONC 11.1 The right to cancel

FEES 6.1 Application

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GENPRU 3.2 Third-country groups

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading