Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

…

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

…

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

…

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 2.2 Disclosure of inside information

MAR 8.3 Requirements for benchmark administrators

MAR 5.7 Pre-trade transparency requirements for shares

COBS 18.8 OPS firms - non scope business

LR 10.8 Miscellaneous

LR 5.6 Reverse takeovers

PERG 13.3 Investment Services and Activities

SYSC 5.1 Skills, knowledge and expertise

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 15.3 General notification requirements

COLL 11.6 Winding up, merger and division of master UCITS

COLL 6.9 Independence, names and UCITS business restrictions

PERG 8.10 Types of financial promotion

SUP 17.2 Making transaction reports

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 3.26 Proposals to make regulatory provision

COBS 16.5 Quotations for surrender values

REC 3.14 Products, services and normal hours of operation

CONC 3.7 Financial promotions and communications: credit brokers