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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

LR 12.1 Application

As Published: 2005

LR 12.1 Application

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

LR 19.1 Application

As Published: 2005

LR 19.1 Application

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares