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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

PR App 3.1

As Published: 2005

PR App 3.1

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions