Search Result

1041 - 1060 of 1070 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

…

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

…

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

…

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

…

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

…

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

…