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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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REC 2A.4 Power and procedure for RAP penalties and censures

SUP 18.2 Insurance business transfers

SUP 11.4 Requirements on firms

SUP 12.2 Introduction

SUP 5.4 Appointment and reporting process

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

DEPP 7.2 Interviews

SUP 8.3 Applying for a waiver

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LR 9.2 Requirements with continuing application

DEPP 5.1 Settlement decision makers

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REC 2.16A Operation of a multilateral trading facility

REC 3.13 Delegation of relevant functions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 4.11 Link between activities and the United Kingdom

SUP 13.3 Establishing a branch in another EEA State

SUP 6.4 Applications for cancellation of permission