Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.13 Application for approval and withdrawing an application for approval

GEN 2.2 Interpreting the Handbook

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 6.2 Introduction

PERG 2.5 Investments and activities: general

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 2.2 Method of satisfying the recognition requirements

REC 2.5 Systems and controls and conflicts

REC 4.2D Suspension and removal of financial instruments from trading

PERG 8.4 Invitation or inducement

PERG 8.12 Exemptions applying to all controlled activities

DEPP 1.2 Introduction to statutory notices

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

FIT 1.1 Application and purpose

PERG 8.14 Other financial promotions

CASS 7.10 Application and purpose

SUP 1A.1 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 2.11 Persons who are exempt for credit-related regulated activities

DTR 1.4 Suspension of trading