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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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