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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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