Search Result

21 - 40 of 1156 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions