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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply