Search Result

241 - 260 of 1218 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator