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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose