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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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