Search Result

101 - 120 of 1091 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability