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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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SYSC 13.6 People

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SYSC 8.1 General outsourcing requirements

CASS 6.6 Records, accounts and reconciliations

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PERG 8.14 Other financial promotions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.10 Financial crime and market abuse

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REC 2.4 Suitability

DISP 1.1 Purpose and application

CASS 7.10 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 8.7 Supervision of sponsors

COLL 8.5 Powers and responsibilities

MAR 8.3 Requirements for benchmark administrators

CASS 7.19 Clearing member client money sub-pools

COBS 20.2 Treating with-profits policyholders fairly