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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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Similar To

SYSC 6.3 Financial crime

SUP 6.2 Introduction

REC 6.7 Notification rules for overseas recognised bodies

SUP 13.4 Providing cross border services into another EEA State

SYSC 5.1 Skills, knowledge and expertise

SYSC 12.1 Application

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 9.2 Requirements with continuing application

REC 2A.3 Guidance on RAP recognition requirements

IFPRU 2.2 Internal capital adequacy assessment process

LR 13.5 Financial information in Class 1 Circulars

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading