Search Result

321 - 340 of 1288 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies