Search Result

441 - 460 of 1251 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions