Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

…

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

…

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

…

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

…

SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

…

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 12.1 Application and purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP App 3.6 Freedom to provide services

FEES 1.1 Application and Purpose

LR 3.4 Debt and other securities

REC 2.16A Operation of a multilateral trading facility

REC 1.1 Application

PERG 9.5 The property condition (section 236(2) of the Act)

REC 2.5 Systems and controls and conflicts

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 16.6 Compliance reports

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading