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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

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Similar To

COLL 6.3 Valuation and pricing

SUP 16.2 Purpose

FEES 5.5B Case fees

REC 3.14A Operation of a regulated market or MTF

CASS 7.10 Application and purpose

COLL 12.2 UK UCITS management companies

IFPRU 8.1 Prudential consolidation

FEES App 1.3 Application Fees

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading