Search Result

121 - 139 of 139 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application