Search Result

1201 - 1220 of 1361 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

IFPRU 1.4 EU CRR permissions

As Published: 2014

IFPRU 1.4 EU CRR permissions

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

MCOB 12.6 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 12.6 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose