Search Result

81 - 100 of 1031 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

CASS 7.12 Organisational requirements: client money

As Published: 2015

CASS 7.12 Organisational requirements: client money

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack