Search Result

901 - 920 of 1219 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

CONC 6.8 Post contract business practices credit brokers

As Published: 2014

CONC 6.8 Post contract business practices credit brokers

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements